Christopher Cox

Results: 488



#Item
221Financial markets / Financial services / Funds / Institutional investors / Exchange-traded fund / Mutual fund / Short / Hedge fund / Christopher Cox / Financial economics / Investment / Finance

December 12,2003 Sec ,rities Exchange Commission (SEC) Jonathan G. Katz, Secretary 450 Fifth Street, NW Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2003-12-31 07:37:09
222Groupware / Democracy / Elections / Proxy voting / U.S. Securities and Exchange Commission / Christopher Cox / Chat room / Internet forum / Internet / Online chat / Digital media / Direct democracy

Microsoft Word - Broadridge Daly Comments Oct[removed]final.DOC

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Source URL: www.sec.gov

Language: English - Date: 2007-10-04 09:58:23
223Moyer / Economy of New York / Economy of the United States / Humanities / Neblett / H. A. Moyer / Christopher Cox

Microsoft Word - MEMO on[removed]call final _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-11 12:10:20
224Management / Financial economics / Shareholder resolution / Christopher Cox / Institutional investor / Service Employees International Union / Business / Economy of the United States / Corporations law / Investment / Corporate governance

+, SEIU I Stronger Tbgether -2

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Source URL: www.sec.gov

Language: English - Date: 2007-08-03 14:15:49
225Financial adviser / Mutual fund fees and expenses / Exchange-traded fund / U.S. Securities and Exchange Commission / Mutual fund / Christopher Cox / Closed-end fund / Financial economics / Investment / Soft dollar

Microsoft Word - S7[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-10-01 12:58:47
226Financial markets / Auditing / Securities / SEC filings / Center for Audit Quality / United States securities law / Public Company Accounting Oversight Board / U.S. Securities and Exchange Commission / Christopher Cox / Finance / Financial economics / Business

August 27, 2007 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2007-08-28 10:41:38
227Financial services / Funds / Collective investment schemes / Institutional investors / XBRL / Christopher Cox / Financial statement / Mutual fund / Regulation S-X / Financial economics / Investment / Finance

August 1, 2008 Florence E. Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2008-08-05 10:09:03
228Financial regulation / United States Securities and Exchange Commission / Economy of the United States / Government / Tower Amendment / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Christopher Cox

Board of Directors, [removed]Doreen M. Fisher UBS Securities LLC Duane L. Westerman, Chairman

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Source URL: www.sec.gov

Language: English - Date: 2008-09-22 16:04:57
229United States securities law / Financial regulation / Investment / Corruption / Securities / Securities fraud / Christopher Cox / U.S. Securities and Exchange Commission / Private Securities Litigation Reform Act / Financial economics / Finance / Economics

Comments on[removed]by The London Pensions Fund Authority; Wirral MBC on Behalf of the Merseyside Pension Fund; Mn Services Vermogensbeheer B.V.; The Council of the Borough of South Tyneside Acting in Its Capacity as the A

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Source URL: www.sec.gov

Language: English - Date: 2011-02-28 17:24:27
230Business / Financial regulation / Short selling / Mathematical finance / Christopher Cox / U.S. Securities and Exchange Commission / Algorithmic trading / Short / Financial markets / Financial economics / Finance

$ BARCMYS GLOBAL INVESTORS Michael L. Crowl Managing Director

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Source URL: www.sec.gov

Language: English - Date: 2008-10-15 14:46:56
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